Communications Surveillance Compliance Officer - Analyst

Company: Deutsche Bank
Location: Jacksonville
Posted on: March 19, 2023

Job Description:

Job Description: Job Title Communications Surveillance Compliance Officer Corporate Title Analyst Location Jacksonville, FL Overview The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the Business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective surveillance function is a key component to the department's success. We are seeking an Analyst level Compliance Officer within the Communications Surveillance team. Your primary focus will be to conduct surveillance of electronic communications & voice communications to detect potential insider trading, market abuse, and/or violations of the Firm's Policies. What We Offer You * A diverse and inclusive environment that embraces change, innovation, and collaboration * A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days * Employee Resource Groups support an inclusive workplace for everyone and promote community engagement * Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits * Educational resources, matching gift, and volunteer programs What You'll Do * Responsible for daily surveillance of electronic and voice communications to ensure compliance with appropriate rules, regulations, and firm policies * Perform research and investigations to identify the reason for potential violations * Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements * Work with members of the Firm's Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issues * Perform ad-hoc reviews which may consist of inbound, outbound, and internal correspondence * Ability to analysis, in partnership with members of Trade Surveillance staff, quantitative and qualitative reviews of the trading activity in specific business areas, and work on ad-hoc Surveillance Projects as needed Skills You'll Need * Work experience in regulatory, audit, compliance, risk, surveillance, or equivalent role a plus * Minimum of a College degree (prefer in Finance, Business, or Accounting) or equivalent work experience * Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives) * Excellent verbal communication and written skills, fluency in foreign language is a plus * A proactive approach to tasks and responsibilities, ability to multi-task effectively and handle change well, and detail-oriented, coupled with strong problem-solving skills; ability to communicate issues to Senior Management in an effective manner, and works well under pressure and within tight deadlines with no loss of accuracy Skills That Will Help You Excel * Team player with great attitude, interpersonal skills, and strong work ethic * Self-motivated and excellent communicator (writing and verbal) * Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation) Expectations It is the Bank's expectation that employees hired into this role will work in the Jacksonville, Florida office in accordance with the Bank's hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. Deutsche Bank Values & Diversity We believe talent is found in all cultures, countries, races, ethnicities, genders, sexual orientations, disabilities, beliefs, generations, backgrounds, and experiences. We pursue a working environment where everyone can be authentic and feel a sense of belonging. Click here to find out more about our diversity and inclusion efforts. We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision Learn more about your life at Deutsche Bank through the eyes of our current employees: https://careers.db.com/life Hear from our people and look inside our office: DB@The Muse The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank's California Privacy Notice, please email HR.Direct@DB.com. Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation. Click here to find out more about our diversity and inclusion policy and initiatives. We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

Keywords: Deutsche Bank, Jacksonville , Communications Surveillance Compliance Officer - Analyst, Accounting, Auditing , Jacksonville, Florida