FBS Governance Director
Company: Fidelity Investments
Location: Jacksonville
Posted on: January 14, 2021
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Job Description:
Job Description:The TeamThis is a key role within FBS Governance
which supports the product development oversight of Fidelity---s
Personal Investing (PI) retail brokerage and Fidelity Personal &
Workplace Advisors--- (FPWA) businesses. This role will report to
the Vice President of FBS Governance and will interact with PI and
FPWA business leaders including senior executives, Legal,
Compliance, and Risk to evaluate new products and services prior to
launch The position will also coordinate a program to restrict
individual securities from purchase.The successful candidate will
administer two monthly committees and their weekly working groups,
work across the Fidelity enterprise and collaborate with many
Fidelity business units and companies, and provide guidance to
Fidelity associates at all levels, including senior leadership. We
will consider candidates working remotely, but you would need to be
available to work East Coast Time Zone hours.The Expertise You Have
A Bachelor---s degree required with at least 5 years of relevant
work experience. FINRA Series 7, 9/10 and 24 licenses are
preferred.The Skills You Bring You are accomplished at interacting
with and influencing executive level individuals.You have a proven
understanding of the securities and broker-dealer business
including financial products, risks, and compliance issues.You are
a self-starter who will seize the initiative and is comfortable
operating independently on a range of matters.You are highly
organized and a strong meeting facilitator.You possess flexibility
and thrive in a changing, dynamic environmentThe Value You Deliver
Facilitating cross-functional weekly and monthly committee meetings
with PI, FPWA, Legal, Compliance and Risk business partners to
ensure new brokerage and investment advisor products and services
are developed in line with business philosophies, firm policies,
and regulatory requirements.Owning the CUSIP level restriction
process to apply purchase restrictions in accordance with committee
decisions.Influencing committee representatives to think broadly in
how a new product or service relates, compliments, or impacts the
brokerage or investments advisor---s current strategy and
offerings.Interacting optimally to develop deep, respected business
relationships throughout the organization.Providing responses to PI
Distribution---s policy questions and delivering decisions on
customer purchase requests for restricted securities.Company
OverviewAt Fidelity, we are passionate about making our financial
expertise broadly accessible and effective in helping people live
the lives they want We are a privately held company that places a
high degree of value in creating and nurturing a work environment
that attracts the best talent and reflects our commitment to our
associates. We are proud of our diverse and inclusive workplace
where we respect and value our associates for their unique
perspectives and experiences. For information about working at
Fidelity, visit FidelityCareers.com. Fidelity Investments in an
equal opportunity employer.Fidelity will reasonably accommodate
applicants with disabilities who need adjustments in order to
complete the application or interview process. Please email us at
accommodationsfmr.com or call 800-835-5099, prompt 2, option 2 if
you would like to request an accommodation.Certifications:Series 07
- FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 24 -
FINRACategory:ComplianceJob InfoType: Full timeLocation:
Smithfield, RI, Covington, KY, Westlake, TX, Jacksonville, FL,
Durham, NC, Merrimack, NH, Jersey City, NJ
Keywords: Fidelity Investments, Jacksonville , FBS Governance Director, Executive , Jacksonville, Florida
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