FBS Governance Director

Company: Fidelity Investments
Location: Jacksonville
Posted on: January 14, 2021

Job Description:

Job Description:The TeamThis is a key role within FBS Governance which supports the product development oversight of Fidelity---s Personal Investing (PI) retail brokerage and Fidelity Personal & Workplace Advisors--- (FPWA) businesses. This role will report to the Vice President of FBS Governance and will interact with PI and FPWA business leaders including senior executives, Legal, Compliance, and Risk to evaluate new products and services prior to launch The position will also coordinate a program to restrict individual securities from purchase.The successful candidate will administer two monthly committees and their weekly working groups, work across the Fidelity enterprise and collaborate with many Fidelity business units and companies, and provide guidance to Fidelity associates at all levels, including senior leadership. We will consider candidates working remotely, but you would need to be available to work East Coast Time Zone hours.The Expertise You Have A Bachelor---s degree required with at least 5 years of relevant work experience. FINRA Series 7, 9/10 and 24 licenses are preferred.The Skills You Bring You are accomplished at interacting with and influencing executive level individuals.You have a proven understanding of the securities and broker-dealer business including financial products, risks, and compliance issues.You are a self-starter who will seize the initiative and is comfortable operating independently on a range of matters.You are highly organized and a strong meeting facilitator.You possess flexibility and thrive in a changing, dynamic environmentThe Value You Deliver Facilitating cross-functional weekly and monthly committee meetings with PI, FPWA, Legal, Compliance and Risk business partners to ensure new brokerage and investment advisor products and services are developed in line with business philosophies, firm policies, and regulatory requirements.Owning the CUSIP level restriction process to apply purchase restrictions in accordance with committee decisions.Influencing committee representatives to think broadly in how a new product or service relates, compliments, or impacts the brokerage or investments advisor---s current strategy and offerings.Interacting optimally to develop deep, respected business relationships throughout the organization.Providing responses to PI Distribution---s policy questions and delivering decisions on customer purchase requests for restricted securities.Company OverviewAt Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments in an equal opportunity employer.Fidelity will reasonably accommodate applicants with disabilities who need adjustments in order to complete the application or interview process. Please email us at accommodationsfmr.com or call 800-835-5099, prompt 2, option 2 if you would like to request an accommodation.Certifications:Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 24 - FINRACategory:ComplianceJob InfoType: Full timeLocation: Smithfield, RI, Covington, KY, Westlake, TX, Jacksonville, FL, Durham, NC, Merrimack, NH, Jersey City, NJ

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