Regulatory Support
Company: Axelon Services Corporation
Location: Jacksonville
Posted on: January 27, 2023
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Job Description:
Candidate is expected to be in office 2-3 days a week
The Sanctions & Embargoes program is aimed to ensure that Group and
its staff fully comply with all applicable sanctions and embargoes.
For this purpose, established a global organization with dedicated
rights and responsibilities. Sanctions & Embargoes Program has been
implemented globally and throughout all business divisions via the
Embargo Policy - Group and the Special Risk Country Policy
Group.
The Sanctions Compliance Officer primarily investigates and reviews
payment messages which entail potential sanction, AML, or policy
concerns. The investigations officer will assist in maintaining
compliance with OFAC and EU sanctions regulations and internal
policies.
Support in protecting from legal, regulatory, and reputational risk
with regard to business involving sanctioned entities and / or
countries.
Diligently investigate payment messages escalated from Regulatory
Filtering Operations to US Sanctions Compliance for potential
sanctions, AML, or policy violations.
Accurately apply OFAC and EU regulations and policy to payment
messages and coordinate significant issues requiring further
escalation within Anti-Financial Crimes and across business and
operations.
Monitor the regulatory situation in the region, and assist in
ensuring significant events impacting are addressed as need be.
Interface with client service officers on transaction-related
requests and decide on these in full compliance with all applicable
sanctions regulations as well as the policies and procedures.
Identify and escalate issues which are not addressed by current
policies or standards, draft and implement possible solutions.
Maintain and manage internal watch lists, and coordinate with
Regulatory Filtering Operations in the timely and accurate
implementation of all watch lists.
Assist in timely maintenance of records in accurate and auditable
format.
Support sanctions-relevant reporting obligations involving
countries in the region to the competent authorities.
Assist in the collection of information in response to law
enforcement, regulatory, or internal inquiries.
Knowledge of Sanctions laws/regulations to provide guidance to
business and compliance staff
Report any risk relating to the duties and responsibilities
described hereunder and any event or incident that is capable of
creating or constituting such a risk to the Head of US Sanctions
Compliance.
BA/BS required. JD/Masters preferred. Past experience in AML or
sanctions compliance and operations in a global financial
institution highly desirable.
Proficiency Microsoft Excel and PowerPoint.
Ability to work across geographic & cultural boundaries to achieve
organizational goals & objectives.
Ability to prioritize requirements to achieve regulatory or audit
requirements.
Ability to deliver timely and quality execution in a fast-paced and
high-pressured environment.
Flexibility to work extended hours to meet deadlines, when
necessary.
Ability to act decisively and manage multiple projects
simultaneously.
Excellent writing and communication skills
Strong drafting, analytical and communication skills.
Keywords: Axelon Services Corporation, Jacksonville , Regulatory Support, Other , Jacksonville, Florida
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