Trade Support Associate

Company: Collabera
Location: Jacksonville
Posted on: March 20, 2023

Job Description:

Position DetailsIndustry: Banking (Fortune 500 Giant)Job Title: Trade Support AssociateWork Location: Jacksonville, FloridaDuration: 11 months - 40hrs/week - HybridDay to Day:

• Primary responsibility is the processing of Buy In notices & executions for trade resolution related to 161, 671, Broadcort, MLPRO and Stock Loan.
• There will be daily interaction via email and phone calls with contra brokers, trade support teams, trading desks, branch offices, Broadcort and MLPRO clients and other internal Operation areas.
• Daily processing tasks include mitigation of firm risk/exposure by ensuring proper Buy In notices are sent out to contra brokers via DTC SmartTracks application, sending and receiving manual notifications via email as well as sending manual Buy In notifications to internal clients/traders who are short on stock record.
• Associate will be responsible for learning and adhering to FINRA, SEC and other Regulatory Buy In rules.
• Associate will be required to multi task in a high volume, fast paced environment all while meeting regulatory deadlines.Desired Skills:
  • Ability to escalate appropriately and obtain problem solving skills
  • Solid oral & written communication skills
  • Ability to multitask in a high volume/fast paced environment
  • Ability to learn and understand different Buy In functions relating to 161, 671, Broadcort, MLPRO and Stock Loan
  • Ability to learn and understand FINRA, SEC and other Regulatory
    FINRA,mortgage,Regulatory reporting

Keywords: Collabera, Jacksonville , Trade Support Associate, Other , Jacksonville, Florida